Corporate Governance
Compliance Policy
The Triton Group is committed to the preservation of its reputation and integrity through compliance with applicable laws, regulations, and ethical standards in each of the markets in which it operates. All employees are expected to adhere to these laws, regulations and ethical standards, and management is responsible for ensuring such compliance. Compliance is therefore an essential ingredient of good corporate governance.
Triton’s Chief Compliance Officer is directly responsible for compliance-related issues and for assisting management in controlling compliance risk. The Management Team of Triton Financial has collective responsibility for bringing any compliance issues with which they are aware to the attention of the Chief Compliance
Officer.
For our comprehensive compliance policy, contact our Chief Compliance Officer at dt@tritonfinancial.com.
The public portion of this site contains only general information regarding classes of products and services that are designed to meet the needs of qualified investors. In order to receive any information on actual investment vehicles you must meet our accreditation qualifications.
All investments and tax strategies have risks. Past performance and/or forward statements are never an assurance of future results.
This is not an offer to sell or solicitation of an offer to buy any security listed herein. Such offer may only be made by written prospectus in a jurisdiction wherein the offering is duly registered or exempt therefrom.
Triton Financial and its representatives and assigns do not give tax, legal or accounting advice; nothing herein should be construed as such.
